Regulatory Associate
Location: Wilmington, Delaware
Description: BlackRock is hiring Regulatory Associate right now, this occupation will be reside in Delaware. Further informations about this occupation opportunity kindly read the description below. -
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Description
:
The Portfolio Compliance Group (PCG) is a global group which sits within the Aladdin Portfolio Services (APS) one of the core functions within the Busin! ess Operations Group at BlackRock. Portfolio Compliance is responsible for implementing controls & processes, to ensure we are portfolio compliant with all applicable regulatory and portfolio issued guidelines. This relates to trading and investments, including core Aladdin pre- and post-trade compliance and non-Aladdin trading compliance; mutual fund monitoring and reporting; global syndicate offering review; ERISA monitoring, and regulatory threshold monitoring and reporting.
The Thresholds Reporting team in Delaware is primarily responsible for the monitoring and reporting of regulatory thresholds requirements for the US and International jurisdictions as well as responding to internal and external requests for information on the firms positions in companies and securities. The group is engaged with and provides services to many other departments across the firm in particular; Portfolio Management, Legal & Compliance, and Corporate Governance.
Key Re! sponsibilities:
Identifying and reporting holdings tha! t have reached prescribed thresholds
Identifying holdings that are approaching prescribed pre-approval thresholds
Making necessary disclosures in an accurate and timely manner
Maintaining clear records of all filings and communications
Second review of all workings and filings before sending to the issuer/regulator
Communicating externally with Regulators, external firms and lawyers
Communicating internally in a timely, accurate, and professional manner with relevant groups
Keeping up to date with regulatory change and developments impacting the function
Supporting and leading colleagues with internal and external queries relating to shareholdings
Assist with training of team members
Assisting in projects and liaising with Legal & Compliance on regulations and processes
Process, control, procedures and system enhancements
General assistance with related tasks and proj! ects as required
Development Value:
Exposure to multiple business groups and investment products across Blackrock globally
Daily interaction across with business groups including Portfolio Management, and Legal and Compliance
Opportunity to be a service champion for one of the core PCG internal clients
Exposure to global regulatory regimes and jurisdictions
Opportunity to be part of and develop within a truly global international group and firm
Opportunity to take responsibility and ownership for projects
Knowledge/Experience:
Experience of regulatory shareholding disclosures
Experience of working in the investment management industry and of investment products
Skills/Qualifications:
Strong IT Skills
College Graduates with a background in finance or similar fields
Competencies:
Strong communication skills
Ability to self-man! age workloads and work to deadlines
Strong team player
Attention to detail
Pro-active approach to issue resolution
Ability to recognize individual and team objectives and goals
Ability to facilitate compromise between conflicting requirements or points of view
BlackRock is proud to be an Equal Opportunity/Affirmative Action Employerâ€"M/F/D/V.
BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions â€" from rigorous fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world’s capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and institu! tional separate accounts, mutual funds and other pooled investment vehicles, and the industry-leading iShares® ETFs.
Job Function
:
Operations
Primary Location
:
Americas-United States-Wilmington
Organization
:
Tech & Ops-Bus Ops-APS
Job Posting
:
Aug 9, 2013, 1:31:43 PM
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If you were eligible to this occupation, please give us your resume, with salary requirements and a resume to BlackRock.
Interested on this occupation, just click on the Apply button, you will be redirected to the official website
This occupation starts available on: Fri, 09 Aug 2013 22:32:40 GMT
Apply Regulatory Associate Here